Creating & Managing a Compliance Team

Home » Short Professional Course » CSOC/0003 Creating & Managing a Compliance Team

Overview

(1 week Residential)

This module develops the knowledge and skills required to ensure effective compliance with policies and procedures within an organisation and the development of a suitably trained Compliance Team.

Course Aims

Outline the principles and procedures necessary to carry out the compliance function
Identify the key procedures required in an organisation to manage and prevent fraud
Outline and evaluate the policies and procedures in an organisation
Understand and apply knowledge of investigation procedures and interviewing techniques
Prepare Response Plans to identify suitable plans and actions to counter fraud and the likely outcomes of fraud
Risk Assess core business areas

This course is run by the Centre for Study of Organised Crime which has a broad range of continuing professional development (CPD) short courses. These are accredited by University of Buckingham in the form of certificate of attendance.

Content

The role and purpose of the compliance function within regulated and public organisations
Alternative approaches to compliance
Control procedures
Organisational policies in relation to fraud
Risk assessments
Investigation processes and evidence gathering
Organisation of evidence and quality control
Investigative interviewing – fact finding in a business environmen

Who This Course is for

The course is ideal for professionals in compliance, risk management, corporate governance, HR, legal, auditing, business ownership, and consulting, aiming to enhance skills in building and managing effective compliance teams. It focuses on team building, regulatory adherence, and fostering a compliance culture within organizations.

Cost

—

Creating & Managing a Compliance Team

Overview

Course Aims

Content

Who This Course is for

Cost

Course Team

David M J Graves

Gerald Doyle

Dr. Chris Allen

Book a place

Find Us

Quick Link

Courses